FinextraSEC may force Nasdaq to upgrade systems after Facebook IPO debacleComputerworldUKThe Securities and Exchange Commission (SEC) is considering taking action against Nasdaq's performance during the much anticipated Facebook IPO last month by f…
Can Nasdaq Mollify Facebook-Stung Firms?Wall St. Cheat SheetNasdaq expects to detail its compensation plan related to the Facebook IPO glitches to the Securities and Exchange Commission next week, and may have put at least part of the blame on one trad…
Lawmaker seeks advice on IPOs after Facebook fiascoReutersWASHINGTON (Reuters) – A congressional committee is asking the Securities and Exchange Commission for advice about whether rules governing initial public …
US SEC chief offers regulatory guide to JPMorganReutersWASHINGTON (Reuters) – U.S. Securities and Exchange Commission Chairman Mary Schapiro will sketch a regulatory roadmap to JPMorgan Chase & Co's …and more »
Los Angeles TimesSEC questioned Facebook about Instagram, mobile devices before …Los Angeles TimesDocuments show the discussions that Facebook had with the Securities and Exchange Commission on issues such as its revenue from mobile devices and its ….
BloombergSEC spooked by Facebook's pre-IPO mobile numbersCNETThe Securities and Exchange Commission in February asked Facebook to clarify how the mobile market could impact its revenue, among other issues.Facebook Told Regulators IPO Range Was Near…
The RepublicSEC spooked by Facebook's pre-IPO mobile numbersCNETThe Securities and Exchange Commission in February asked Facebook to clarify how the mobile market could impact its revenue, among other issues.Facebook Said IPO Range Was Near Fair Va…
The RepublicHow the SEC could pursue a case against JPMorganReutersJPMorgan did not tell investors that the model for its Chief Investment Office had been changed until May 10, the same day it revealed the failed hedging strategy had produced a loss of…
The RepublicHow the SEC could pursue a case against JPMorganThe RepublicJPMorgan did not tell investors that the model for its Chief Investment Office had been changed until May 10, the same day it revealed the failed hedging strategy had produced a lo…
Analysis: How the SEC could pursue a case against JPMorganReutersJPMorgan did not tell investors that the model for its Chief Investment Office had been changed until May 10, the same day it revealed the failed hedging strategy had produced a loss of a…